SFC Licences of KWAN Mee Kuen 關美娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 05 July 2010 24 October 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 03 December 2003 24 October 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 December 2003 24 October 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 May 2003 14 October 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 May 2003 14 October 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 7 19 May 2003 21 July 2003