SFC Licences of OGYU Kenju 荻生謙樹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aristo Securities Limited 雅利多證券有限公司 RO 1 01 September 2023
Aristo Securities Limited 雅利多證券有限公司 RE 1 07 July 2023 01 September 2023
MTF Securities Limited 名泰富證券有限公司 RO 1 26 October 2021 31 March 2023
Aristo Securities Limited 雅利多證券有限公司 RO 1 08 April 2021 16 August 2021
Aristo Securities Limited 雅利多證券有限公司 RE 1 01 March 2021 08 April 2021
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RO 4 25 June 2008 01 June 2020
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RO 1 25 June 2008 01 June 2020
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 4 10 June 2008 25 June 2008
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 1 10 June 2008 25 June 2008
Cape Asset Management Limited 海角資產管理有限公司 RO 6 12 December 2007 30 April 2008
Cape Asset Management Limited 海角資產管理有限公司 RO 4 12 December 2007 30 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 6 12 December 2007 30 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 4 12 December 2007 30 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 1 12 December 2007 30 April 2008
Ichiyoshi International (HK) Limited 一吉國際(香港)有限公司 RO 6 22 July 2005 11 October 2007
Ichiyoshi International (HK) Limited 一吉國際(香港)有限公司 RO 4 22 July 2005 11 October 2007
Ichiyoshi International (HK) Limited 一吉國際(香港)有限公司 RO 1 13 May 2005 11 October 2007
First Securities (HK) Limited 第一證券(香港)有限公司 RO 9 01 April 2003 06 August 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 6 01 April 2003 06 August 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 4 01 April 2003 06 August 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 1 01 April 2003 06 August 2004