SFC Licences of ADAIR John Joseph

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura Securities (Hong Kong) Limited	RO	2	01 March 2012	24 January 2013
Nomura Securities (Hong Kong) Limited	RO	1	01 March 2012	24 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	2	01 March 2012	24 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	01 March 2012	24 January 2013
Nomura Securities (Hong Kong) Limited	RO	7	01 March 2012	08 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	13 March 2009	01 March 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	13 March 2009	01 March 2012
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	30 May 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	17 April 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	17 April 2007	29 September 2008
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	4	31 July 2006	24 February 2007
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	28 April 2005	24 February 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	15 September 2004	24 February 2007
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	24 June 2004	24 February 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	15 September 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	01 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	01 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	01 June 2004