SFC Licences of NG Oliver Tse Kuen 伍子權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 2 | 22 March 2012 | 28 February 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 3 | 21 October 2011 | 17 February 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 29 October 2004 | 28 February 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 12 January 2004 | 28 February 2023 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 1 | 01 April 2003 | 31 December 2006 |
| Goldin Equities Limited 高銀(證券)有限公司 | RO | 1 | 01 April 2003 | 26 January 2006 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 7 | 01 April 2003 | 27 May 2004 |
| Goldin Equities Limited 高銀(證券)有限公司 | RO | 9 | 01 April 2003 | 12 January 2004 |
| Goldin Equities Limited 高銀(證券)有限公司 | RO | 6 | 01 April 2003 | 12 January 2004 |
| Goldin Equities Limited 高銀(證券)有限公司 | RO | 4 | 01 April 2003 | 12 January 2004 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 9 | 01 April 2003 | 12 January 2004 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 4 | 01 April 2003 | 12 January 2004 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 6 | 01 April 2003 | 12 January 2004 |