SFC Licences of THOMAS Howel Gruffudd Rhys
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 20 August 2010 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2005 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 12 January 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 25 May 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 25 May 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 25 May 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 25 May 2004 |