SFC Licences of LAW Siu Hong 羅肇康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
RE 1, 2 09 September 2008 31 May 2009
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 July 2008 01 September 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 12 March 2008 01 September 2008
Huabang Securities Limited 華邦證券有限公司
RE 1 28 March 2007 25 February 2008
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 09 February 2004 22 April 2004
BOCI Securities Limited 中銀國際證券有限公司
RE 1 09 February 2004 22 April 2004
VC Futures Limited 滙盈期貨有限公司
RE 2 14 October 2003 22 December 2003
VC Brokerage Limited 滙盈證券有限公司
RE 1 14 October 2003 22 December 2003