SFC Licences of LAW Siu Hong 羅肇康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 09 September 2008 | 31 May 2009 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 09 September 2008 | 31 May 2009 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 07 July 2008 | 01 September 2008 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 March 2008 | 01 September 2008 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RE | 1 | 28 March 2007 | 25 February 2008 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 09 February 2004 | 22 April 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 February 2004 | 22 April 2004 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 14 October 2003 | 22 December 2003 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 14 October 2003 | 22 December 2003 |