SFC Licences of CHONG Yu, Carmen 莊瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 13 May 2009
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1 27 March 2007 23 February 2009
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RO 1, 4, 7 07 June 2006 21 March 2007
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RE 4 03 November 2005 07 June 2006
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1, 7 01 November 2005 07 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司
RE 1, 7 01 April 2003 31 October 2005
SG Securities (HK) Limited 法國興業證券(香港)有限公司
RE 6 01 April 2003 13 January 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司
RE 4, 9 01 April 2003 16 December 2003