SFC Licences of VOON David Hian-Fook 溫賢福

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TransAsia Private Capital Limited 寰亞資本管理有限公司 RO 4 09 August 2013 01 November 2013
TransAsia Private Capital Limited 寰亞資本管理有限公司 RO 9 19 March 2013 01 November 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 09 July 2008 01 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 28 April 2008 01 August 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 5 26 October 2004 01 August 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 4 26 October 2004 21 March 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 5 17 July 2003 01 August 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 01 April 2003 01 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 01 April 2003 01 August 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 1 01 April 2003 21 March 2007