SFC Licences of WONG Chung Yin, James 黃頌賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Securities Limited 建銀國際證券有限公司	RE	2	27 April 2022	30 June 2023
Vantage Capital Markets HK Limited	RE	2	10 September 2015	12 April 2022
Vantage Capital Markets HK Limited	RE	1	10 September 2015	12 April 2022
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	14 December 2012	14 August 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	2	10 October 2012	14 August 2015
Jefferies Bache (Hong Kong) Limited	RE	2	09 July 2012	30 November 2012
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	24 January 2011	16 April 2012
HSBC Futures (Singapore) Pte Ltd	RE	2	24 January 2011	23 March 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	07 November 2008	14 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	07 November 2008	14 September 2010
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	27 July 2005	14 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	27 July 2005	14 September 2010
Credit Suisse Futures (Hong Kong) Limited	RE	7	27 July 2005	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	27 July 2005	24 November 2008
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	07 July 2005
HSBC Securities (Asia) Limited	RE	1	01 April 2003	07 July 2005
HSBC Futures (Singapore) Pte Ltd	RE	2	01 April 2003	07 July 2005
HSBC Securities (Asia) Limited	RE	4	01 April 2003	19 January 2004
HSBC Securities (Asia) Limited	RE	9	01 April 2003	19 January 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	19 January 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	19 January 2004
HSBC Securities (Asia) Limited	RE	6	01 April 2003	19 January 2004
HSBC Futures (Singapore) Pte Ltd	RE	9	01 April 2003	29 August 2003
HSBC Futures (Singapore) Pte Ltd	RE	5	01 April 2003	29 August 2003