SFC Licences of HUNG Lum, Leon 洪霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Manford Financial Limited 民鋒金融有限公司	RO	9	15 September 2022
Manford Financial Limited 民鋒金融有限公司	RO	4	15 September 2022
Manford Financial Limited 民鋒金融有限公司	RO	1	15 September 2022
Manford Financial Limited 民鋒金融有限公司	RE	9	28 July 2022	15 September 2022
Manford Financial Limited 民鋒金融有限公司	RE	4	28 July 2022	15 September 2022
Manford Financial Limited 民鋒金融有限公司	RE	1	28 July 2022	15 September 2022
Grand Profit Financial Company Limited 宏豐金融有限公司	RO	9	22 January 2020	22 July 2022
Grand Profit Financial Company Limited 宏豐金融有限公司	RO	4	22 January 2020	22 July 2022
Grand Profit Financial Company Limited 宏豐金融有限公司	RE	9	30 December 2019	22 January 2020
Grand Profit Financial Company Limited 宏豐金融有限公司	RE	4	30 December 2019	22 January 2020
Ferran Securities Limited 富運證券有限公司	RO	4	03 March 2017	21 December 2019
Ferran Securities Limited 富運證券有限公司	RO	1	03 March 2017	21 December 2019
Ferran Securities Limited 富運證券有限公司	RE	4	17 January 2017	03 March 2017
Ferran Securities Limited 富運證券有限公司	RE	1	17 January 2017	03 March 2017
China Jianxin Financial Services Limited 中國建信金融服務有限公司	RO	4	24 July 2011	21 December 2016
China Jianxin Financial Services Limited 中國建信金融服務有限公司	RO	1	24 July 2011	21 December 2016
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	24 June 2011	06 July 2011
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	24 June 2011	06 July 2011
China Jianxin Financial Services Limited 中國建信金融服務有限公司	RE	1	01 September 2010	17 June 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	08 October 2007	16 August 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	30 March 2004	16 August 2010
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	30 March 2004	01 November 2007
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	1	30 March 2004	09 June 2005
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	14 November 2003	23 March 2004
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	14 November 2003	23 March 2004
Value Partners Limited 惠理基金管理公司	RE	9	05 May 2003	06 August 2003