SFC Licences of LI Kai Yu 李啟宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 07 February 2017 | 12 July 2019 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 19 October 2004 | 01 December 2007 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 05 October 2004 | 07 February 2017 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 28 January 2004 | 04 October 2004 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |