SFC Licences of LONG Tien Ian 龍田淵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	6	01 September 2021	21 February 2024
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	11 November 2020	20 August 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	11 November 2020	20 August 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	4	11 November 2020	20 August 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	11 November 2020	20 August 2021
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	14 July 2020	11 November 2020
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	14 July 2020	11 November 2020
ICBC International Capital Limited 工銀國際融資有限公司	RE	4	14 July 2020	11 November 2020
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	14 July 2020	11 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	4	29 December 2017	22 January 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	6	16 August 2016	22 January 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	1	16 August 2016	22 January 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	11 May 2016	29 December 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	6	11 May 2016	16 August 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	11 May 2016	16 August 2016
Kiu Hung Capital Company Limited 僑雄資本有限公司	RO	6	23 October 2015	23 April 2016
Kiu Hung Capital Company Limited 僑雄資本有限公司	RO	1	23 October 2015	23 April 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	6	26 March 2012	14 June 2014
J.P. Morgan Securities (Far East) Limited	RE	9	01 April 2003	02 June 2004
J.P. Morgan Securities (Far East) Limited	RE	6	01 April 2003	02 June 2004
J.P. Morgan Securities (Far East) Limited	RE	4	01 April 2003	02 June 2004