SFC Licences of HOWIE Fraser John Thomas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Futures Limited 里昂期貨有限公司 RE 2 08 August 2003 01 November 2012
CLSA Limited 中信里昂證券有限公司 RE 1 08 August 2003 01 November 2012