SFC Licences of LAW Tak Chi 羅德智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
United Securities Limited 團結證券有限公司
RE 9 15 November 2021
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司
RE 1, 4 15 December 2014 16 December 2014
Well Link Securities Limited 立橋證券有限公司
RO 1 25 July 2012 10 December 2014
Well Link Securities Limited 立橋證券有限公司
RE 1 17 January 2006 25 July 2012
Roofer Securities Limited 路華證券有限公司
RE 1 16 June 2005 23 October 2005
United Securities Limited 團結證券有限公司
RO 1, 4 03 July 2019
United Securities Limited 團結證券有限公司
RE 1, 4 19 June 2019 03 July 2019
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司
RO 1, 4 16 December 2014 07 June 2019