SFC Licences of LAW Tak Chi 羅德智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| United Securities Limited 團結證券有限公司 | RO | 9 | 22 December 2022 | |
| United Securities Limited 團結證券有限公司 | RE | 9 | 15 November 2021 | 22 December 2022 |
| United Securities Limited 團結證券有限公司 | RO | 4 | 03 July 2019 | |
| United Securities Limited 團結證券有限公司 | RO | 1 | 03 July 2019 | |
| United Securities Limited 團結證券有限公司 | RE | 4 | 19 June 2019 | 03 July 2019 |
| United Securities Limited 團結證券有限公司 | RE | 1 | 19 June 2019 | 03 July 2019 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RO | 4 | 16 December 2014 | 07 June 2019 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RO | 1 | 16 December 2014 | 07 June 2019 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RE | 4 | 15 December 2014 | 16 December 2014 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RE | 1 | 15 December 2014 | 16 December 2014 |
| Well Link Securities Limited 立橋證券有限公司 | RO | 1 | 25 July 2012 | 10 December 2014 |
| Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 17 January 2006 | 25 July 2012 |
| Roofer Securities Limited 路華證券有限公司 | RE | 1 | 16 June 2005 | 23 October 2005 |