SFC Licenceholders of Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司
- compliance@aasec.com.hk
- Website
- www.aasec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chi Yuen, Geoffrey 陳子元 | RE | 1 | 05 September 2014 | 18 May 2018 |
| CHAN Hiu Ming, Micheal 陳曉銘 | RE | 1 | 25 July 2014 | 08 May 2018 |
| CHAN Tsz Pan, Henry 陳子斌 | RO | 4 | 02 March 2017 | 15 July 2022 |
| CHAN Tsz Pan, Henry 陳子斌 | RO | 1 | 02 March 2017 | 15 July 2022 |
| CHAN Tsz Pan, Henry 陳子斌 | RE | 4 | 29 November 2013 | 02 March 2017 |
| CHAN Tsz Pan, Henry 陳子斌 | RE | 1 | 29 November 2013 | 02 March 2017 |
| CHAU Joanne Vanessa Dominique 周雅素 | RE | 1 | 29 December 2014 | 31 October 2017 |
| CHENG HEI YIN 鄭曦賢 | RE | 1 | 16 March 2016 | 29 December 2017 |
| CHEUNG Wai Ching, Vancy 張慧菁 | RO | 4 | 06 June 2019 | 15 July 2022 |
| CHEUNG Wai Ching, Vancy 張慧菁 | RO | 1 | 06 June 2019 | 15 July 2022 |
| CHEUNG Yat Ning 張逸寧 | RE | 1 | 12 November 2013 | 29 December 2017 |
| CHOW Ho Tak, Philip 周浩德 | RE | 1 | 15 June 2015 | 15 September 2015 |
| CHOW Sai Hung, Ernest 周世雄 | RE | 4 | 30 September 2014 | 11 January 2016 |
| CHOW Sai Hung, Ernest 周世雄 | RE | 1 | 30 September 2014 | 11 January 2016 |
| CHUI Wing Hin 崔榮軒 | RE | 4 | 13 September 2017 | 22 January 2018 |
| CHUI Wing Hin 崔榮軒 | RE | 1 | 27 January 2017 | 22 January 2018 |
| KWOK Sin Ying 郭倩瑩 | RE | 1 | 18 August 2017 | 29 December 2017 |
| LAM Paul 林保羅 | RO | 4 | 07 October 2013 | 15 December 2014 |
| LAM Paul 林保羅 | RO | 1 | 07 October 2013 | 15 December 2014 |
| LAW Tak Chi 羅德智 | RO | 4 | 16 December 2014 | 07 June 2019 |
| LAW Tak Chi 羅德智 | RO | 1 | 16 December 2014 | 07 June 2019 |
| LAW Tak Chi 羅德智 | RE | 4 | 15 December 2014 | 16 December 2014 |
| LAW Tak Chi 羅德智 | RE | 1 | 15 December 2014 | 16 December 2014 |
| LAW Tak Wai Natalie 羅德慧 | RE | 1 | 10 June 2016 | 29 December 2017 |
| LEE Chi Ming 李志明 | RE | 1 | 08 May 2014 | 22 September 2014 |
| MOK Ka Yee, Lydia 莫嘉怡 | RE | 1 | 12 March 2015 | 20 January 2016 |
| MOK Ka Yee, Lydia 莫嘉怡 | RE | 1 | 30 April 2014 | 20 June 2014 |
| NG Chung Pang 吳仲鵬 | RO | 4 | 22 February 2018 | 31 January 2019 |
| NG Chung Pang 吳仲鵬 | RO | 1 | 24 November 2017 | 31 January 2019 |
| NG Chung Pang 吳仲鵬 | RE | 1 | 04 February 2014 | 24 November 2017 |
| NG Hay Ping 吳熹平 | RO | 4 | 07 October 2013 | 26 January 2018 |
| NG Hay Ping 吳熹平 | RO | 1 | 07 October 2013 | 26 January 2018 |
| SANTER Johann Peter | RE | 4 | 28 October 2014 | 31 December 2014 |
| SANTER Johann Peter | RE | 1 | 28 October 2014 | 31 December 2014 |
| TSANG Chun Fuk, Kevin 曾俊福 | RE | 1 | 10 January 2014 | 31 March 2018 |
| WONG Shuk Ching 黃淑貞 | RE | 1 | 12 November 2013 | 29 August 2014 |
| WONG Wing Sze 黃榮詩 | RE | 4 | 13 September 2017 | 23 November 2017 |
| WONG Wing Sze 黃榮詩 | RE | 1 | 04 July 2017 | 23 November 2017 |
| YAN Tak Ming 甄德明 | RE | 1 | 24 March 2015 | 21 November 2016 |