SFC Licences of CHAN Cheung Wo 陳祥和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 11 May 2015 19 May 2015
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 11 May 2015 19 May 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 April 2013 10 April 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 April 2013 10 April 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 11 January 2013 29 March 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 11 January 2013 29 March 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 11 January 2013 29 March 2013
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 21 June 2012 13 December 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 21 June 2012 13 December 2012
BOA International Securities Limited 亞銀國際證券有限公司 RO 2 29 February 2012 05 June 2012
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 01 December 2011 05 June 2012
iBest Securities Company Limited RO 1 17 August 2009 21 August 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 August 2009 21 August 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 21 August 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 21 August 2010
iBest Securities Company Limited RE 1 01 April 2003 17 August 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 11 August 2003
iBest Securities Company Limited RE 6 01 April 2003 11 August 2003
iBest Securities Company Limited RE 9 01 April 2003 11 August 2003
iBest Securities Company Limited RE 4 01 April 2003 11 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 11 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 11 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 11 August 2003