SFC Licences of LAO Sun Ngai, Steven 呂孫毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RO | 9 | 24 January 2011 | 29 November 2013 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RO | 4 | 24 January 2011 | 29 November 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 March 2010 | 29 November 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 May 2009 | 20 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 03 October 2003 | 12 January 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 October 2003 | 12 January 2004 |