SFC Licences of DESAI Kalpana
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 March 2013 | 23 April 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 March 2013 | 23 April 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 March 2013 | 23 April 2013 |
| Macquarie Corporate (Hong Kong) Limited | RO | 6 | 03 June 2010 | 19 March 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 03 June 2010 | 19 March 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 03 June 2010 | 19 March 2013 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 29 October 2009 | 03 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 29 October 2009 | 03 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 29 October 2009 | 03 June 2010 |
| Merrill Lynch Far East Limited | RO | 6 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch Far East Limited | RO | 4 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch Far East Limited | RO | 1 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 23 September 2004 | 25 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 10 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 10 August 2004 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 10 August 2004 |