SFC Licences of TANG Chi Yuen, Nick 鄧智遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 29 April 2019 31 July 2019
Mason Futures Limited 茂宸期貨有限公司 RO 5 18 January 2018 31 July 2019
Mason Futures Limited 茂宸期貨有限公司 RO 2 18 January 2018 31 July 2019
Mason Securities Limited 茂宸證券有限公司 RO 4 18 January 2018 31 July 2019
Mason Securities Limited 茂宸證券有限公司 RO 1 18 January 2018 31 July 2019
Mason Futures Limited 茂宸期貨有限公司 RE 2 04 January 2018 18 January 2018
Mason Securities Limited 茂宸證券有限公司 RE 1 04 January 2018 18 January 2018
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RO 2 03 June 2016 16 October 2017
Win Securities Limited 贏證券有限公司 RO 1 14 May 2014 16 October 2017
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RO 1 14 May 2014 16 October 2017
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 07 March 2013 08 February 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 07 March 2013 08 February 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 29 January 2004 08 February 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 07 March 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 07 March 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003