SFC Licences of WOO Wai Tong 胡偉堂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 RO 9 18 August 2022
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 RO 4 18 August 2022
Privium Fund Management (HK) Limited RO 9 15 October 2021 27 June 2022
Privium Fund Management (HK) Limited RE 9 20 August 2021 15 October 2021
Blossomhill Investment Limited 豐碩投資有限公司 RO 9 01 February 2019 21 July 2021
Gayang Securities Limited 嘉銀證券有限公司 RO 9 21 December 2017 25 July 2018
Gayang Securities Limited 嘉銀證券有限公司 RO 4 08 August 2017 25 July 2018
Gayang Securities Limited 嘉銀證券有限公司 RO 1 08 August 2017 25 July 2018
Gayang Securities Limited 嘉銀證券有限公司 RE 4 27 June 2017 08 August 2017
Gayang Securities Limited 嘉銀證券有限公司 RE 1 27 June 2017 08 August 2017
Leading Securities Company Limited 立鼎證券有限公司 RO 9 15 January 2016 09 December 2016
Leading Securities Company Limited 立鼎證券有限公司 RO 4 15 January 2016 09 December 2016
Leading Securities Company Limited 立鼎證券有限公司 RO 1 15 January 2016 09 December 2016
Leading Securities Company Limited 立鼎證券有限公司 RE 9 14 January 2016 15 January 2016
Leading Securities Company Limited 立鼎證券有限公司 RE 4 14 January 2016 15 January 2016
Leading Securities Company Limited 立鼎證券有限公司 RE 1 14 January 2016 15 January 2016
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 9 19 October 2011 07 December 2015
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 4 19 October 2011 07 December 2015
Tribridge Investment Partners Limited RE 9 05 November 2004 02 June 2006
Tribridge Investment Partners Limited RE 4 05 November 2004 02 June 2006
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 29 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 29 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 29 April 2004
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 29 April 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 29 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 29 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 29 April 2004