SFC Licences of CHANG Chung Kei, Dominic 張仲基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NF Trinity Capital (Hong Kong) Limited RE 9 16 December 2014 30 June 2019
Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 RO 9 22 March 2012 05 December 2014
Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 RE 9 05 December 2011 22 March 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 12 July 2007 19 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 July 2007 19 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 15 May 2007 06 July 2007
Credit Suisse Futures (Hong Kong) Limited RE 2 15 May 2007 06 July 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 06 July 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 06 July 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003