SFC Licences of TAM Shuk Mei 譚淑美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 March 2021 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 25 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 15 March 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 April 2003 | 15 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 06 October 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 9 | 01 April 2003 | 06 October 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 7 | 01 April 2003 | 06 October 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 01 April 2003 | 06 October 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 29 September 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 29 September 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 29 September 2003 |