SFC Licences of CANNIFFE Brian John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 23 March 2012 |
| Merrill Lynch Far East Limited | RO | 1 | 25 June 2008 | 23 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 25 June 2008 | 23 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 January 2007 | 03 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 15 January 2007 | 25 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 January 2007 | 25 June 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 07 April 2003 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 07 April 2003 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 07 April 2003 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 07 April 2003 |