SFC Licences of LAU Yuk Sheung 劉毓湘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RaffAello Securities (HK) Limited RE 1 12 December 2011 31 January 2012
RaffAello Securities (HK) Limited RO 1 13 October 2011 12 December 2011
RaffAello Securities (HK) Limited RE 1 01 September 2011 13 October 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 04 March 2011 31 August 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 04 March 2011 31 August 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 04 September 2006 04 March 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 27 October 2004 11 April 2006
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 26 April 2004 11 April 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 26 April 2004 13 October 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 19 February 2004 11 April 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 19 February 2004 13 October 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 April 2003 19 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 01 April 2003 19 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 April 2003 13 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 01 April 2003 13 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 01 April 2003 13 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 01 April 2003 13 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 9 01 April 2003 13 February 2004