SFC Licences of LAU Yuk Sheung 劉毓湘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RaffAello Securities (HK) Limited	RE	1	12 December 2011	31 January 2012
RaffAello Securities (HK) Limited	RO	1	13 October 2011	12 December 2011
RaffAello Securities (HK) Limited	RE	1	01 September 2011	13 October 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司	RO	4	04 March 2011	31 August 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司	RO	1	04 March 2011	31 August 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司	RE	1	04 September 2006	04 March 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	27 October 2004	11 April 2006
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RO	5	26 April 2004	11 April 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	4	26 April 2004	13 October 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RO	2	19 February 2004	11 April 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	1	19 February 2004	13 October 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	01 April 2003	19 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	01 April 2003	19 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	01 April 2003	13 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	6	01 April 2003	13 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	9	01 April 2003	13 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	5	01 April 2003	13 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	9	01 April 2003	13 February 2004