SFC Licences of LEE Kar Ming, Kenneth 李嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 25 November 2020 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 25 November 2020 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 25 November 2020 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 10 September 2020 | 25 November 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 10 September 2020 | 25 November 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 10 September 2020 | 25 November 2020 |
| Natixis Asia Limited | RE | 4 | 05 April 2017 | 16 June 2020 |
| Natixis Asia Limited | RE | 1 | 05 April 2017 | 16 June 2020 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 | RO | 9 | 19 September 2013 | 14 March 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 March 2013 | 05 June 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 March 2013 | 05 June 2013 |