SFC Licences of SNELGROVE Paul Rodger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited | RO | 9 | 12 October 2017 | 11 March 2022 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 10 October 2014 | 03 August 2017 |
| GCIS Limited | RO | 9 | 27 August 2013 | 26 September 2014 |
| GCIS Limited | RE | 9 | 07 June 2013 | 27 August 2013 |
| Imperial Capital Limited 盛世投資(香港)有限公司 | RO | 9 | 09 July 2012 | 19 May 2013 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 02 December 2010 | 01 December 2011 |
| Tarascon Capital Management (Hong Kong) Limited | RO | 9 | 16 February 2007 | 01 November 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 24 September 2004 | 28 July 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 13 September 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |