SFC Licences of LIN King Ham, Kingston 連敬涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Christfund Securities Limited 恒豐證券有限公司 RE 9 07 September 2023 31 January 2024
Christfund Securities Limited 恒豐證券有限公司 RE 1 07 September 2023 31 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 23 June 2022 21 November 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 23 June 2022 21 November 2022
Canfield Securities Company Limited 勤豐證券有限公司 RO 9 06 August 2019 19 May 2022
Canfield Securities Company Limited 勤豐證券有限公司 RO 4 06 August 2019 19 May 2022
Canfield Securities Company Limited 勤豐證券有限公司 RO 1 06 August 2019 19 May 2022
Canfield Securities Company Limited 勤豐證券有限公司 RE 9 24 June 2019 06 August 2019
Canfield Securities Company Limited 勤豐證券有限公司 RE 4 24 June 2019 06 August 2019
Canfield Securities Company Limited 勤豐證券有限公司 RE 1 24 June 2019 06 August 2019
VC Brokerage Limited 滙盈證券有限公司 RO 4 14 February 2019 22 May 2019
VC Asset Management Limited 滙盈資產管理有限公司 RO 9 23 October 2018 22 May 2019
VC Brokerage Limited 滙盈證券有限公司 RO 1 23 October 2018 22 May 2019
VC Brokerage Limited 滙盈證券有限公司 RE 1 12 October 2018 23 October 2018
Original Group Securities Limited 原創集團證券有限公司 RO 1 15 December 2016 18 September 2018
orientiert International Markets Limited RO 9 30 August 2016 05 October 2016
orientiert International Markets Limited RO 4 30 August 2016 05 October 2016
orientiert International Markets Limited RO 1 30 August 2016 05 October 2016
orientiert XYZ Securities Limited RO 1 04 February 2016 05 October 2016
orientiert XYZ Securities Limited RO 9 23 April 2015 05 October 2016
orientiert XYZ Securities Limited RO 4 23 April 2015 05 October 2016
orientiert XYZ Securities Limited RE 1 16 April 2015 04 February 2016
orientiert XYZ Securities Limited RE 9 16 April 2015 23 April 2015
orientiert XYZ Securities Limited RE 4 16 April 2015 23 April 2015
Fulbright Asset Management Limited 富昌資產管理有限公司 RO 9 29 October 2013 01 April 2015
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 10 July 2013 29 October 2013
Fulbright Securities Limited 富昌證券有限公司 RO 4 30 March 2011 01 April 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 08 March 2011 01 April 2015
Fulbright Securities Limited 富昌證券有限公司 RE 4 08 March 2011 30 March 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 21 July 2009 28 February 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 21 July 2009 28 February 2011
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 21 July 2009 13 January 2011
Tian Yuan Finance Limited 天元金融有限公司 RE 9 07 August 2008 11 July 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 11 July 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 11 July 2009
Tian Yuan Finance Limited 天元金融有限公司 RE 6 01 April 2003 11 July 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 09 June 2004