SFC Licences of LIN King Ham, Kingston 連敬涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 1 16 April 2015 04 February 2016
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 4, 9 16 April 2015 23 April 2015
Fulbright Asset Management Limited 富昌資產管理有限公司
RO 9 29 October 2013 01 April 2015
Fulbright Asset Management Limited 富昌資產管理有限公司
RE 9 10 July 2013 29 October 2013
Fulbright Securities Limited 富昌證券有限公司
RO 4 30 March 2011 01 April 2015
Fulbright Securities Limited 富昌證券有限公司
RE 1 08 March 2011 01 April 2015
Fulbright Securities Limited 富昌證券有限公司
RE 4 08 March 2011 30 March 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1, 4 21 July 2009 28 February 2011
RHB Asset Management Limited 興業金融資產管理有限公司
RE 9 21 July 2009 13 January 2011
Tian Yuan Finance Limited 天元金融有限公司
RE 9 07 August 2008 11 July 2009
Tian Yuan Finance Limited 天元金融有限公司
RE 6 01 April 2003 11 July 2009
Prudential Brokerage Limited 信誠證券有限公司
RE 1, 4 01 April 2003 11 July 2009
Prudential Brokerage Limited 信誠證券有限公司
RE 6, 7, 9 01 April 2003 09 June 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 23 June 2022
Canfield Securities Company Limited 勤豐證券有限公司
RO 1, 4, 9 06 August 2019 19 May 2022
Canfield Securities Company Limited 勤豐證券有限公司
RE 1, 4, 9 24 June 2019 06 August 2019
VC Brokerage Limited 滙盈證券有限公司
RO 4 14 February 2019 22 May 2019
VC Asset Management Limited 滙盈資產管理有限公司
RO 9 23 October 2018 22 May 2019
VC Brokerage Limited 滙盈證券有限公司
RO 1 23 October 2018 22 May 2019
VC Brokerage Limited 滙盈證券有限公司
RE 1 12 October 2018 23 October 2018
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 15 December 2016 18 September 2018
Asia Alternative Asset Partners Limited
RO 1, 4, 9 30 August 2016 05 October 2016
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 1 04 February 2016 05 October 2016
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 4, 9 23 April 2015 05 October 2016