SFC Licences of LOK Kung Yao, Perry 陸恭耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 12 March 2013 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 12 December 2012 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 15 August 2011 | 25 August 2012 |
| iBest Securities Company Limited | RE | 1 | 03 February 2005 | 25 August 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 03 February 2005 | 25 August 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 February 2005 | 25 August 2012 |