SFC Licences of YIN Richard Yingneng 尹應能

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
QH Capital Limited 前海特華資本有限公司	RO	6	22 July 2009	16 April 2014
QH Capital Limited 前海特華資本有限公司	RO	4	22 July 2009	16 April 2014
GT Asset Management Limited 國際金融社資產管理有限公司	RO	4	21 November 2006	14 December 2012
GT Asset Management Limited 國際金融社資產管理有限公司	RO	9	27 October 2006	14 December 2012
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	5	20 May 2005	30 September 2008
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	20 May 2005	30 September 2008
Sinofortune Securities Limited 華億證券有限公司	RO	4	20 May 2005	11 July 2008
Sinofortune Securities Limited 華億證券有限公司	RO	1	20 May 2005	11 July 2008
Sinofortune Financial Capital Limited 華億金融融資有限公司	RO	6	20 May 2005	11 July 2008
Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司	RO	9	02 March 2005	15 January 2015
Kingsway ATG Asia Limited	RO	1	01 April 2003	06 October 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	6	01 April 2003	06 June 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	7	01 April 2003	06 June 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	6	01 April 2003	06 June 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	4	01 April 2003	06 June 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	1	01 April 2003	06 June 2003
Kingsway Capital Limited 滙富融資有限公司	RO	9	01 April 2003	06 June 2003
Kingsway Capital Limited 滙富融資有限公司	RO	6	01 April 2003	06 June 2003
Kingsway Capital Limited 滙富融資有限公司	RO	4	01 April 2003	06 June 2003
Kingsway SW Fund Management Limited 滙富基金管理有限公司	RO	4	01 April 2003	06 June 2003
Kingsway SW Fund Management Limited 滙富基金管理有限公司	RO	6	01 April 2003	06 June 2003
Kingsway SW Fund Management Limited 滙富基金管理有限公司	RO	9	01 April 2003	06 June 2003
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RO	2	01 April 2003	06 June 2003
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RO	5	01 April 2003	06 June 2003
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RO	9	01 April 2003	06 June 2003
Kingsway ATG Asia Limited	RO	7	01 April 2003	06 June 2003
Kingsway-HIA Investment Products Limited	RO	4	01 April 2003	06 June 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司	RO	9	01 April 2003	06 June 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司	RO	6	01 April 2003	06 June 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司	RO	4	01 April 2003	06 June 2003
Kingsway SW Fund Management Limited 滙富基金管理有限公司	RO	1	01 April 2003	06 June 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	9	01 April 2003	06 June 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	01 April 2003	06 June 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	9	01 April 2003	06 June 2003