SFC Licences of TSUI Wai Wa, Tessa 徐偉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 October 2007 | 04 March 2009 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 10 October 2007 | 04 March 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 September 2007 | 12 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 May 2005 | 25 July 2007 |