SFC Licences of KOOK Luk Ting 鞠祿婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
IAM Legacy Limited 星安傳承有限公司 RE 9 01 March 2013 25 September 2013
IAM Legacy Limited 星安傳承有限公司 RE 4 01 March 2013 25 September 2013
JS Securities Limited 晉商證券有限公司 RE 1 01 March 2013 25 September 2013
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 22 January 2013 14 February 2013
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 9 18 September 2007 28 August 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 4 18 September 2007 28 August 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 1 18 September 2007 28 August 2012
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 30 March 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 1 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Far East Limited RE 9 01 April 2003 25 January 2005