SFC Licences of LAU Chu Ming, Arthur Egbert 劉曙明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RO 1 08 August 2011 01 September 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 1 08 August 2011 01 September 2022
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RO 9 02 June 2011 01 September 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 9 02 June 2011 01 September 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 4 02 June 2011 01 September 2022
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 28 February 2011 08 August 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 28 February 2011 08 August 2011
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 28 February 2011 02 June 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 28 February 2011 02 June 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 28 February 2011 02 June 2011
JPMorgan Asset Management (Asia Pacific) Limited RE 9 07 December 2005 02 February 2011
JPMorgan Asset Management (Asia Pacific) Limited RE 5 07 December 2005 02 February 2011
JPMorgan Asset Management (Asia Pacific) Limited RE 4 07 December 2005 02 February 2011