SFC Licences of WANG Jing Chen 王京晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CC Finance Limited 思齊資本融資有限公司 | RE | 6 | 17 June 2006 | 12 September 2011 |
CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 17 June 2006 | 12 September 2011 |
CC Finance Limited 思齊資本融資有限公司 | RE | 1 | 17 June 2006 | 12 September 2011 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 April 2003 | 07 July 2006 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 April 2003 | 07 July 2006 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 April 2003 | 30 July 2004 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |