SFC Licences of HO Wan Kam 何韻琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 15 September 2003 01 November 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 15 September 2003 01 November 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 04 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 04 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003