SFC Licences of MOSS Adam Alexander Guy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BestEx Asia Limited | RE | 1 | 20 May 2019 | 31 January 2022 |
| Mirabaud (Asia) Limited | RE | 4 | 29 September 2016 | 11 November 2016 |
| Mirabaud (Asia) Limited | RE | 1 | 29 September 2016 | 11 November 2016 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 16 January 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 02 February 2011 | 30 June 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 20 September 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |