SFC Licences of RICHARDSON Alan Jack Newman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 9 | 28 February 2013 | |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 4 | 28 February 2013 | |
| RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 11 October 2008 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 15 November 2006 | 11 October 2008 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 23 June 2006 | 14 November 2006 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 01 April 2003 | 14 November 2006 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 01 April 2003 | 18 August 2003 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 6 | 01 April 2003 | 18 August 2003 |
| Biz Corp Limited | RE | 6 | 01 April 2003 | 18 August 2003 |
| Biz Corp Limited | RE | 9 | 01 April 2003 | 18 August 2003 |
| Biz Corp Limited | RE | 4 | 01 April 2003 | 18 August 2003 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 01 April 2003 | 25 July 2003 |