SFC Licences of TSE Yuen Cheung 謝源章

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ballas Capital Limited 博思融資有限公司	RO	6	21 November 2022
Ballas Capital Limited 博思融資有限公司	RO	1	21 November 2022
Ballas Capital Limited 博思融資有限公司	RE	6	28 September 2022	21 November 2022
Ballas Capital Limited 博思融資有限公司	RE	1	28 September 2022	21 November 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	01 September 2020	31 July 2022
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RO	1	29 January 2020	31 July 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RO	1	26 August 2015	29 January 2020
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RO	6	25 February 2015	31 July 2022
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RE	6	30 January 2015	25 February 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	03 February 2009	06 January 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	03 February 2009	06 January 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	12 September 2008	03 February 2009
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	12 September 2008	03 February 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	20 November 2007	05 August 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	23 March 2007	05 August 2008
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RO	6	21 July 2004	05 August 2008
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	01 April 2003	21 July 2004