SFC Licences of CHEN Yuan 陳遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	9	02 June 2017	04 July 2017
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	4	02 June 2017	04 July 2017
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	1	02 June 2017	04 July 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	1	12 August 2009	23 September 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	28 April 2009	12 August 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	4	15 July 2006	01 April 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	15 July 2006	01 April 2009
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	10 April 2006	21 April 2006
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	10 April 2006	21 April 2006
South China Research Limited 南華資料研究有限公司	RE	4	15 July 2005	08 April 2006
South China Securities Limited 南華證券投資有限公司	RE	1	15 July 2005	08 April 2006
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	4	07 December 2004	14 July 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	30 August 2004	14 July 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	6	27 January 2004	30 August 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	27 January 2004	30 August 2004
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RE	1	01 April 2003	14 January 2004
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RE	6	01 April 2003	14 January 2004