SFC Licences of CHU Chun-Ju 朱俊如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 March 2014 | 08 August 2014 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 24 October 2011 | 02 August 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 28 April 2009 | 06 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 23 January 2007 | 10 February 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 September 2005 | 10 February 2009 |