SFC Licences of LEE Ho Leung, William 李浩良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 4 | 12 March 2024 | |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 9 | 31 December 2020 | |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 1 | 31 December 2020 | |
Veda Capital Limited 智略資本有限公司 | RE | 6 | 09 August 2019 | 02 November 2020 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RO | 9 | 05 August 2016 | 12 September 2017 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RO | 4 | 05 August 2016 | 12 September 2017 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RO | 1 | 05 August 2016 | 12 September 2017 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 9 | 04 July 2016 | 05 August 2016 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 4 | 04 July 2016 | 05 August 2016 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 1 | 04 July 2016 | 05 August 2016 |
BCCF Securities Co., Limited 文心証券有限公司 | RO | 9 | 01 April 2016 | 17 June 2016 |
BCCF Securities Co., Limited 文心証券有限公司 | RO | 4 | 01 April 2016 | 17 June 2016 |
IAM Legacy Limited 星安傳承有限公司 | RO | 9 | 23 October 2014 | 09 February 2015 |
IAM Legacy Limited 星安傳承有限公司 | RO | 4 | 23 October 2014 | 09 February 2015 |
CC Finance Limited 思齊資本融資有限公司 | RO | 6 | 20 October 2010 | 26 February 2014 |
CC Finance Limited 思齊資本融資有限公司 | RO | 4 | 20 October 2010 | 26 February 2014 |
CC Finance Limited 思齊資本融資有限公司 | RO | 1 | 20 October 2010 | 26 February 2014 |
CC SIF Advisory Limited | RO | 9 | 07 July 2008 | 26 February 2014 |
CC SIF Advisory Limited | RO | 6 | 07 July 2008 | 26 February 2014 |
CC SIF Advisory Limited | RE | 4 | 18 January 2008 | 26 February 2014 |
CC Finance Limited 思齊資本融資有限公司 | RE | 6 | 28 June 2007 | 20 October 2010 |
CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 28 June 2007 | 20 October 2010 |
CC Finance Limited 思齊資本融資有限公司 | RE | 1 | 28 June 2007 | 20 October 2010 |