SFC Licences of LEE Ho Leung, William 李浩良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 4 12 March 2024
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 9 31 December 2020
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 1 31 December 2020
Veda Capital Limited 智略資本有限公司 RE 6 09 August 2019 02 November 2020
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 9 05 August 2016 12 September 2017
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 4 05 August 2016 12 September 2017
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 1 05 August 2016 12 September 2017
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 9 04 July 2016 05 August 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 4 04 July 2016 05 August 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 1 04 July 2016 05 August 2016
BCCF Securities Co., Limited 文心証券有限公司 RO 9 01 April 2016 17 June 2016
BCCF Securities Co., Limited 文心証券有限公司 RO 4 01 April 2016 17 June 2016
IAM Legacy Limited 星安傳承有限公司 RO 9 23 October 2014 09 February 2015
IAM Legacy Limited 星安傳承有限公司 RO 4 23 October 2014 09 February 2015
CC Finance Limited 思齊資本融資有限公司 RO 6 20 October 2010 26 February 2014
CC Finance Limited 思齊資本融資有限公司 RO 4 20 October 2010 26 February 2014
CC Finance Limited 思齊資本融資有限公司 RO 1 20 October 2010 26 February 2014
CC SIF Advisory Limited RO 9 07 July 2008 26 February 2014
CC SIF Advisory Limited RO 6 07 July 2008 26 February 2014
CC SIF Advisory Limited RE 4 18 January 2008 26 February 2014
CC Finance Limited 思齊資本融資有限公司 RE 6 28 June 2007 20 October 2010
CC Finance Limited 思齊資本融資有限公司 RE 4 28 June 2007 20 October 2010
CC Finance Limited 思齊資本融資有限公司 RE 1 28 June 2007 20 October 2010