SFC Licenceholders of CC SIF Advisory Limited
- compliance@citiccapital.com
- Website
- www.citiccapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEUNG Ling Yee, Elaine 張苓怡 | RO | 9 | 20 August 2019 | 30 June 2020 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RO | 1 | 22 May 2019 | 30 June 2020 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RE | 9 | 04 May 2018 | 20 August 2019 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RO | 6 | 17 July 2014 | 30 June 2020 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RO | 4 | 01 March 2007 | 30 June 2020 |
| CHEUNG Miu 張渺 | RO | 1 | 22 May 2019 | |
| CHEUNG Miu 張渺 | RO | 9 | 07 July 2008 | |
| CHEUNG Miu 張渺 | RO | 6 | 07 July 2008 | |
| CHEUNG Miu 張渺 | RO | 4 | 25 July 2006 | |
| DAI Ying 戴影 | RE | 4 | 15 October 2010 | 01 September 2016 |
| DAI Ying 戴影 | RE | 6 | 15 October 2010 | 01 September 2016 |
| FERGUSON Douglas Alexander | RO | 4 | 26 February 2007 | 08 April 2008 |
| HU Jun 胡軍 | RE | 4 | 30 April 2007 | 14 March 2008 |
| LEE Ho Leung, William 李浩良 | RO | 9 | 07 July 2008 | 26 February 2014 |
| LEE Ho Leung, William 李浩良 | RO | 6 | 07 July 2008 | 26 February 2014 |
| LEE Ho Leung, William 李浩良 | RE | 4 | 18 January 2008 | 26 February 2014 |
| LEWIS Justin Matthew | RO | 4 | 25 July 2006 | 12 March 2007 |
| LIU Xiuyuan 劉修遠 | RE | 1 | 24 September 2019 | |
| LIU Xiuyuan 劉修遠 | RE | 4 | 04 December 2017 | |
| LIU Xiuyuan 劉修遠 | RE | 6 | 04 December 2017 | |
| LIU Xiuyuan 劉修遠 | RE | 9 | 04 December 2017 | |
| NAN Xiaobin 南曉彬 | RE | 6 | 28 October 2011 | 11 July 2014 |
| NAN Xiaobin 南曉彬 | RE | 4 | 28 October 2011 | 11 July 2014 |
| SONG Honghai 宋紅海 | RE | 1 | 24 September 2019 | 29 October 2019 |
| SONG Honghai 宋紅海 | RE | 9 | 26 March 2018 | 29 October 2019 |
| SONG Honghai 宋紅海 | RE | 6 | 22 June 2012 | 29 October 2019 |
| SONG Honghai 宋紅海 | RE | 4 | 22 June 2012 | 29 October 2019 |
| SUN Jingan 孫景安 | RE | 6 | 23 February 2009 | 31 December 2010 |
| SUN Jingan 孫景安 | RE | 4 | 23 February 2009 | 31 December 2010 |
| WANG Junyi 王俊翊 | RE | 6 | 13 July 2015 | 05 October 2016 |
| WANG Junyi 王俊翊 | RE | 4 | 13 July 2015 | 05 October 2016 |
| WONG Ka Ching 黃家正 | RE | 4 | 17 May 2007 | 08 April 2008 |
| WONG Ka Shing 黃家成 | RO | 9 | 09 November 2020 | |
| WONG Ka Shing 黃家成 | RO | 6 | 09 November 2020 | |
| WONG Ka Shing 黃家成 | RO | 4 | 09 November 2020 | |
| WONG Ka Shing 黃家成 | RO | 1 | 09 November 2020 | |
| WONG Ka Shing 黃家成 | RE | 9 | 23 September 2019 | 09 November 2020 |
| WONG Ka Shing 黃家成 | RE | 1 | 23 September 2019 | 09 November 2020 |
| WONG Ka Shing 黃家成 | RE | 6 | 23 February 2009 | 09 November 2020 |
| WONG Ka Shing 黃家成 | RE | 4 | 23 February 2009 | 09 November 2020 |
| YEUNG Ling Yan 楊苓欣 | RO | 9 | 07 February 2020 | |
| YEUNG Ling Yan 楊苓欣 | RO | 6 | 07 February 2020 | |
| YEUNG Ling Yan 楊苓欣 | RO | 4 | 07 February 2020 | |
| YEUNG Ling Yan 楊苓欣 | RO | 1 | 07 February 2020 | |
| YEUNG Ling Yan 楊苓欣 | RE | 9 | 15 September 2017 | 07 February 2020 |
| YEUNG Ling Yan 楊苓欣 | RE | 6 | 15 September 2017 | 07 February 2020 |
| YEUNG Ling Yan 楊苓欣 | RE | 4 | 15 September 2017 | 07 February 2020 |
| YEUNG Ling Yan 楊苓欣 | RE | 6 | 23 February 2009 | 30 November 2012 |
| YEUNG Ling Yan 楊苓欣 | RE | 4 | 08 May 2007 | 30 November 2012 |
| YIU Oi Kan, Kenny 姚凱勤 | RO | 9 | 10 July 2014 | 31 May 2019 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 6 | 09 October 2013 | 31 May 2019 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 4 | 09 October 2013 | 31 May 2019 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 9 | 09 October 2013 | 10 July 2014 |
| ZHANG Xiaohan 張曉涵 | RE | 6 | 12 January 2015 | 08 August 2019 |
| ZHANG Xiaohan 張曉涵 | RE | 4 | 12 January 2015 | 08 August 2019 |