SFC Licences of CHAU Shamrock Roy 周尚立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovax Capital Limited 創陞融資有限公司	RO	6	22 February 2023
Innovax Capital Limited 創陞融資有限公司	RO	1	22 February 2023
Innovax Capital Limited 創陞融資有限公司	RE	6	18 October 2022	22 February 2023
Innovax Capital Limited 創陞融資有限公司	RE	1	18 October 2022	22 February 2023
Huarong International Capital Limited 華融國際融資有限公司	RO	6	19 July 2021	30 September 2022
Huarong International Capital Limited 華融國際融資有限公司	RO	1	19 July 2021	30 September 2022
Huarong International Securities Limited 華融國際證券有限公司	RO	1	19 July 2021	30 September 2022
Huarong International Capital Limited 華融國際融資有限公司	RE	6	27 April 2021	19 July 2021
Huarong International Capital Limited 華融國際融資有限公司	RE	1	27 April 2021	19 July 2021
Huarong International Securities Limited 華融國際證券有限公司	RE	1	27 April 2021	19 July 2021
Innovax Capital Limited 創陞融資有限公司	RO	6	11 December 2020	05 February 2021
Innovax Capital Limited 創陞融資有限公司	RO	1	11 December 2020	05 February 2021
Innovax Capital Limited 創陞融資有限公司	RE	6	07 October 2020	11 December 2020
Innovax Capital Limited 創陞融資有限公司	RE	1	07 October 2020	11 December 2020
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RO	6	21 August 2017	07 July 2020
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	1	21 August 2017	07 July 2020
China Everbright Capital Limited 中國光大融資有限公司	RE	1	09 July 2014	09 May 2017
China Everbright Capital Limited 中國光大融資有限公司	RO	6	12 May 2014	09 May 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	6	12 August 2013	12 May 2014
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	18 March 2011	19 June 2013
Mason Securities Limited 茂宸證券有限公司	RE	6	04 June 2008	20 March 2009
Mason Securities Limited 茂宸證券有限公司	RE	1	04 June 2008	20 March 2009
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	1	03 February 2005	18 July 2005
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	6	01 April 2003	18 July 2005
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	9	01 April 2003	09 January 2004
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	4	01 April 2003	09 January 2004