SFC Licences of LAM Siu Hi 林少喜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1, 4 08 May 2015 08 January 2016
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司
RE 9 08 May 2015 08 January 2016
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司
RE 1, 4, 9 05 March 2014 07 November 2014
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 4, 9 07 August 2012 02 September 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 15 February 2005 02 September 2013
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5, 9 21 June 2003 02 September 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4, 6, 9 21 June 2003 02 September 2013
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 7 21 June 2003 07 March 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 7 21 June 2003 26 January 2005
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5, 7, 9 01 April 2003 21 June 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4, 6, 7, 9 01 April 2003 21 June 2003