SFC Licences of GLASGOW Fraser John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 | RE | 1 | 18 March 2015 | 11 August 2019 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 07 August 2013 | 09 March 2015 |
| Mirabaud (Asia) Limited | RE | 4 | 03 June 2009 | 27 April 2012 |
| Mirabaud (Asia) Limited | RE | 1 | 03 June 2009 | 27 April 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 27 March 2007 | 22 May 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 July 2006 | 22 May 2009 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 03 March 2004 | 24 June 2006 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 03 March 2004 | 24 June 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 06 February 2004 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 06 February 2004 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 06 February 2004 |