SFC Licences of LO Ka Chiu 盧嘉昭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ever-Long Securities Company Limited 長雄證券有限公司 RO 4 23 September 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RO 1 23 September 2022
Ever-Long Futures Limited 長雄期貨有限公司 RE 2 19 September 2022 31 July 2023
Ever-Long Capital Management Limited 長雄資本管理有限公司 RE 9 19 September 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RE 4 21 July 2022 23 September 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 21 July 2022 23 September 2022
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 4 09 March 2015 05 July 2022
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 1 09 March 2015 05 July 2022
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 4 16 January 2015 09 March 2015
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 16 January 2015 09 March 2015
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 4 01 September 2014 03 January 2015
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 1 01 September 2014 03 January 2015
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 4 08 July 2014 01 September 2014
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 1 08 July 2014 01 September 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 9 28 August 2013 25 June 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 4 22 February 2013 25 June 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 1 22 February 2013 25 June 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 4 31 January 2013 22 February 2013
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 31 January 2013 22 February 2013
MFG Limited 峰滙金融集團有限公司 RO 4 07 January 2013 10 January 2013
MFG Limited 峰滙金融集團有限公司 RO 1 07 January 2013 10 January 2013
MFG Limited 峰滙金融集團有限公司 RE 4 12 November 2012 07 January 2013
MFG Limited 峰滙金融集團有限公司 RE 1 12 November 2012 07 January 2013
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 4 30 June 2011 31 October 2012
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 1 11 October 2010 31 October 2012
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RE 1 09 September 2010 11 October 2010
First Securities (HK) Limited 第一證券(香港)有限公司 RO 1 25 February 2010 06 September 2010
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 21 December 2009 25 February 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RO 4 05 October 2005 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 08 September 2005 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 01 April 2003 08 September 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 01 April 2003 26 January 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 9 01 April 2003 26 January 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 01 April 2003 26 January 2005