SFC Licences of LAM Iok Chan, Michelle 林玉珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 9 | 10 March 2015 | 04 February 2019 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 5 | 07 October 2004 | 20 May 2013 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 30 July 2004 | 04 February 2019 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 13 April 2004 | 10 March 2015 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 13 April 2004 | 13 May 2004 |
Allard Partners Limited 全亞達投資有限公司 | RE | 9 | 03 September 2003 | 01 March 2004 |
Allard Partners Limited 全亞達投資有限公司 | RE | 4 | 03 September 2003 | 01 March 2004 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 27 May 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 27 May 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 27 May 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 27 May 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 27 May 2003 |