SFC Licences of KONG Yan Yee Rita 江欣兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 04 July 2012 | 01 April 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 June 2004 | 05 March 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 05 March 2011 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RE | 2 | 01 April 2003 | 24 June 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |