SFC Licences of YU Chun Man, James 余鎮民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Logic Global Assets Management Limited 邏輯環球資產管理有限公司 RO 9 01 December 2022 31 July 2023
Alpine Securities Limited 高山證券有限公司 RO 4 05 August 2022 30 November 2022
Alpine Securities Limited 高山證券有限公司 RO 1 05 August 2022 30 November 2022
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 9 22 July 2021 06 May 2022
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 9 22 July 2021 06 May 2022
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 4 03 May 2021 06 May 2022
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 4 03 May 2021 06 May 2022
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 03 May 2021 06 May 2022
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 4 28 April 2021 03 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 28 April 2021 03 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 28 April 2021 03 May 2021
A.H. International Limited RO 1 13 March 2007 22 November 2020
A.H. International Limited RO 4 03 July 2006 22 November 2020
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 1 01 April 2003 17 May 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 4 01 April 2003 11 February 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 9 01 April 2003 11 February 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 6 01 April 2003 11 February 2004