SFC Licences of YEUNG Tsz Yau,Sarah 楊子悠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 28 July 2016 | 14 June 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 24 September 2010 | 17 June 2016 |
| First Sentier Investors (Hong Kong) Limited | RE | 1 | 03 October 2006 | 27 May 2008 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 24 July 2006 | 30 September 2006 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 24 July 2006 | 30 September 2006 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 9 | 01 June 2004 | 12 May 2006 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 4 | 01 June 2004 | 12 May 2006 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 01 April 2003 | 25 May 2004 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 9 | 01 April 2003 | 22 August 2003 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 4 | 01 April 2003 | 22 August 2003 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 6 | 01 April 2003 | 22 August 2003 |