Current licenceholders of AAA135 JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LUKE Chi Man, Carmen 陸至雯 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2021-02-19 |
| CHEUNG Hongxiang, Alex 张宏祥 | RE | 1 (Dealing in Securities) | 2021-02-19 |
| SAU Long Sze 仇朗思 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-12-31 |
| LEUNG Kit Yee, Elka 梁潔儀 | RO | 1 (Dealing in Securities), 9 (Asset Management) | 2020-10-30 |
| CHEUNG Chee Him, Vincent 張子謙 | RO | 4 (Advising on Securities) | 2020-10-21 |
| WANG Wei 王偉 | RE | 1 (Dealing in Securities) | 2020-08-21 |
| HAK Stephanie Chung Man 郝頌汶 | RE | 1 (Dealing in Securities) | 2020-07-10 |
| YANG Tianhong 楊天泓 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-07-08 |
| FOK Kin Lip, Philip 霍建立 | RE | 1 (Dealing in Securities) | 2020-07-06 |
| CAINES Rory Thomas | RE | 9 (Asset Management) | 2020-06-16 |
| CAINES Rory Thomas | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-25 |
| CHAI Man Hung, Carina 蔡文紅 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2020-04-15 |
| XU Dan 徐丹 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-03-27 |
| LAU Cheuk Hon 劉卓洭 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-03-10 |
| LEE On Yi 李安兒 | RE | 1 (Dealing in Securities) | 2020-02-12 |
| MON Hiu Tung 蒙曉彤 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-01-07 |
| YU Shuet Ying 余雪凝 | RE | 1 (Dealing in Securities) | 2019-12-27 |
| MA Jingyu 马靓钰 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2019-12-19 |
| SHE Pui Ka 佘珮嘉 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-12-10 |
| LEE Wai Ling 利惠玲 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2019-09-23 |
| WEI Xiang 魏翔 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-09-19 |
| GUHATHAS Rogaan | RE | 1 (Dealing in Securities) | 2019-09-10 |
| SONG Yanlan 宋艷蘭 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-08-29 |
| SHE Pui Ka 佘珮嘉 | RE | 1 (Dealing in Securities) | 2019-07-29 |
| FAN Bik Wah 范碧華 | RE | 4 (Advising on Securities) | 2019-07-17 |
| KIM Sunghun 金成勳 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2019-07-17 |
| YEO Cheng Hong, Alex | RE | 1 (Dealing in Securities) | 2019-06-12 |
| KAN Siu Chung 簡兆聰 | RE | 4 (Advising on Securities) | 2019-05-10 |
| CHIANG Kuan-ting 江冠廷 | RE | 1 (Dealing in Securities) | 2019-04-29 |
| LAI Wai Heng 賴衛衡 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-04-15 |
| CHOI Janice Su Yun 蔡絮因 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-04-15 |
| LAM Chak Yu 林澤瑜 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2019-03-11 |
| SHENG Nan 盛楠 | RE | 1 (Dealing in Securities) | 2019-01-30 |
| WATKINS Daniel James | RO | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2019-01-25 |
| POWELL Charlotte Fleming | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-01-23 |
| CHEN Hsiang Ling 陳香綾 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2018-11-19 |
| LEE Yee Hang Bosco 李爾行 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-11-05 |
| KHAZZAM Shawn | RO | 1 (Dealing in Securities) | 2018-11-05 |
| HO Hsin Jung 侯心榕 | RO | 4 (Advising on Securities) | 2018-10-31 |
| CHEUNG Chun Sing Jacky 張俊星 | RE | 4 (Advising on Securities) | 2018-10-25 |
| CUNNINGHAM Sean Lee | RE | 9 (Asset Management) | 2018-10-24 |
| KWOK Ho Yan 郭皜忻 | RE | 1 (Dealing in Securities) | 2018-10-15 |
| CUNNINGHAM Sean Lee | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-15 |
| LAU Siu Hang Ryan 劉劭衡 | RE | 1 (Dealing in Securities) | 2018-10-15 |
| LEE Dong Hoon 李東勳 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2018-10-12 |
| HUANG Dongni 黄冬妮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-12 |
| LAM Yee Mei 林綺薇 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-04 |
| CHAN Alison Chiu Yu 陳昭瑜 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-28 |
| LAU Tung Tung, Christy 劉桐彤 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-08-23 |
| SZE Vivian Ying Ying 施盈盈 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2018-08-09 |
| YEUNG Wing Sze 楊詠詩 | RO | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2018-08-02 |
| CHU Shuk Man 朱淑敏 | RE | 1 (Dealing in Securities) | 2018-07-26 |
| TUEN MUK Hoi Ning, Helen 端木愷寧 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2018-07-26 |
| LAM Ka Eunise 林嘉 | RE | 1 (Dealing in Securities) | 2018-07-26 |
| WANG Wenzhe 王文哲 | RE | 1 (Dealing in Securities) | 2018-07-13 |
| WANG Yue 汪玥 | RE | 1 (Dealing in Securities) | 2018-07-04 |
| LEE Ji Hyun 李知炫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-06-27 |
| CHAU Betsy Sarah Wing Yee 仇詠怡 | RE | 1 (Dealing in Securities) | 2018-06-11 |
| EL ASMAR Philippe | RO | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2018-05-29 |
| SCHOEWITZ Patrik Heinrich | RE | 1 (Dealing in Securities) | 2018-05-15 |
| CHENG Yan Kit 鄭欣傑 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2018-04-18 |
| MARIANI Christian | RE | 1 (Dealing in Securities) | 2018-04-11 |
| LUK Ching Laam 陸靜嵐 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-03-13 |
| HUI Cheung Tai 許長泰 | RO | 1 (Dealing in Securities) | 2018-02-02 |
| LI Pik Na 李碧娜 | RE | 4 (Advising on Securities) | 2018-02-01 |
| KHAZZAM Shawn | RO | 4 (Advising on Securities) | 2017-12-15 |
| NG Ka Li 吳家俐 | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-12-13 |
| CHONG Chu Man 莊主文 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2017-12-04 |
| YIP Yan Ki Candy 葉欣琪 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-11-21 |
| WU Lan 烏蘭 | RE | 1 (Dealing in Securities) | 2017-10-23 |
| CHANG David Da-Wei | RE | 1 (Dealing in Securities) | 2017-10-19 |
| WANG Jeffrey Feng 王風 | RE | 1 (Dealing in Securities) | 2017-09-15 |
| CHUNG Wai Bu Gloria 鍾慧寶 | RE | 1 (Dealing in Securities) | 2017-09-13 |
| TREVES Alexander Richard | RE | 1 (Dealing in Securities) | 2017-07-10 |
| XU Na 徐娜 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-06-26 |
| CHENG Sheng-Yen 鄭聖諺 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2017-04-03 |
| MOU Yuan Hui 莫媛惠 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2017-04-03 |
| ZHU Yan 朱妍 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2017-04-03 |
| XU Dan 徐丹 | RE | 1 (Dealing in Securities) | 2017-03-31 |
| SZE Vivian Ying Ying 施盈盈 | RE | 1 (Dealing in Securities) | 2017-03-30 |
| LEUNG Kit Yee, Elka 梁潔儀 | RO | 4 (Advising on Securities) | 2017-03-27 |
| CHOI Janice Su Yun 蔡絮因 | RE | 1 (Dealing in Securities) | 2016-12-28 |
| LAI Wai Heng 賴衛衡 | RE | 1 (Dealing in Securities) | 2016-11-21 |
| BIAN Ce 卞策 | RE | 1 (Dealing in Securities) | 2016-10-31 |
| CHEAH Kheng Leong | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2016-09-22 |
| TAN Hsien Jun, Brian 陳彥均 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2016-09-20 |
| CHAN Pui Chi 陳沛芝 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2016-09-15 |
| MAK Wing Leung 麥永樑 | RE | 1 (Dealing in Securities) | 2016-06-23 |
| WU Mei Yen 吳美燕 | RE | 1 (Dealing in Securities) | 2016-06-15 |
| YEUNG Kai Chiu 楊楷照 | RE | 1 (Dealing in Securities) | 2016-05-23 |
| CHI Wei 池薇 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-05-12 |
| CHENG Sheng-Yen 鄭聖諺 | RE | 1 (Dealing in Securities) | 2016-04-12 |
| SIO Kai Ching 蕭啟政 | RE | 1 (Dealing in Securities) | 2016-04-08 |
| NG Lung George 吳龍 | RE | 1 (Dealing in Securities) | 2016-01-27 |
| JIN Yuejue 金玥珏 | RE | 1 (Dealing in Securities) | 2016-01-04 |
| YI Jaehyun 李在賢 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2015-12-15 |
| CHOW Woon Tung, Marcella 周奐彤 | RE | 1 (Dealing in Securities) | 2015-12-01 |
| WILCOX Nicholas John Alexander | RE | 1 (Dealing in Securities) | 2015-11-27 |
| TUEN MUK Hoi Ning, Helen 端木愷寧 | RE | 1 (Dealing in Securities) | 2015-11-19 |
| LI Tuo 李拓 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2015-11-06 |
| CHAN Francesco Chi Ho 陳智灝 | RE | 1 (Dealing in Securities) | 2015-06-10 |
| ZHU Yan 朱妍 | RE | 1 (Dealing in Securities) | 2015-04-27 |
| JIN Lily Yan | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-02-16 |
| MOY Rachel Anne 梅馨尹 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-12-17 |
| CHAN Dennis Chi Chung 陳子聰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2014-09-05 |
| WANG Qionghui 王琼慧 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2014-08-08 |
| MA Qinqin 馬沁沁 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2014-05-26 |
| XIONG Tao 熊濤 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2014-03-10 |
| PARK Nam Seok | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-09-30 |
| PREUSSNER Christian | RE | 4 (Advising on Securities) | 2013-02-01 |
| KOH Ai Ling Irene 許愛苓 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2012-07-13 |
| HUI Ian Wai Heng 許慧恆 | RE | 1 (Dealing in Securities) | 2012-05-24 |
| KUROKI Noriko | RE | 1 (Dealing in Securities) | 2012-04-20 |
| SHEVLIN Aidan Daniel | RE | 9 (Asset Management) | 2011-05-24 |
| MARONILLA Ramon Gregory Jr. Fong | RE | 1 (Dealing in Securities) | 2011-04-29 |
| SHEVLIN Aidan Daniel | RE | 4 (Advising on Securities) | 2011-04-20 |
| LIU Regina Alexandra 廖卓慧 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2010-02-24 |
| AKASAKA Naoko | RE | 4 (Advising on Securities), 9 (Asset Management) | 2009-12-09 |
| LU Junyu 呂俊瑜 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2009-04-16 |
| LIU Regina Alexandra 廖卓慧 | RE | 1 (Dealing in Securities) | 2008-07-30 |
| LEE Man Yee 李敏儀 | RE | 1 (Dealing in Securities) | 2008-06-03 |
| MOU Yuan Hui 莫媛惠 | RE | 1 (Dealing in Securities) | 2007-09-19 |
| TSANG Hiu Kei, Janet 曾曉琪 | RE | 1 (Dealing in Securities) | 2007-08-29 |
| LU Junyu 呂俊瑜 | RE | 1 (Dealing in Securities) | 2007-04-25 |
| CHAN Tsun Kay, Edwin 陳俊祺 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2007-03-26 |
| KELLY LAU Judith | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LIU Ka Ki 廖家基 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| MOW Lo Ming 繆露明 | RE | 1 (Dealing in Securities) | 2003-04-01 |